Trade mark number:
At the time of filing, this trade mark was owned by Strategic Consulting & Training Pty Limited. Strategic Consulting & Training Pty Limited is a company that offers skilling, mentoring, materials that empower professional advisers and their firms to meet the vast opportunities in the emerging financial advice profession.
The rules governing the use of this registration certify advisers who have demonstrated compliance with six standards:
- High standard of skill and behaviour;
- Conduct business in a professional manner with all diligence, due care and skill expected of a business and financial professional;
- Deliver financial advice and/or financial services to clients without conflict of interest;
- Undertake a strict advice engagement process with each client;
- Comprehensive understanding of the client’s requirements and desired outcomes; and
- Provide the client with a Terms of Engagement document which summarises the advice and/or actions and setting out the adviser-client relationship.
final_rules_1755914.pdf in PDF format [1 MB]